ولاية
Dimensions of
Walāya in Shi`i-Shaykhi and Babi-Baha'i literatures
Extract from Lambden Ph.D. thesis (2001) --under revision
Nubuwwa
and walāya : modes of prophecy and divine providence.
Islamic literatures contain numerous and divergent attempts to define,
clarify and expound the non‑systematic, qur’ānic prophetological
terminology. The term nubuwwa (prophecy, prophethood) occurs
only five times in the Q. (3:79; 6:89; 29:27; 45:16; 57:26). It has no
detailed explanation beyond the fact that nubuwwa was bestowed
upon the progeny of Abraham and the "children of Israel" (Q. 29:27;
45:16). References in the ḥadīth literatures highlight the
importance of nubuwwa. Muhammad, for example, is reckoned to
have stated that, "The genesis of your religion is nubuwwa and
raḥma (Divine mercy)" (Al‑Dārimī, Sunan IX). In the Q.,
the early `creeds’ and later doctrinal treatises, belief in the prophets
and the power of prophethood are regarded as central to Muslim faith (Wensinck,
1938). Both Sunnī and Shī`ī Muslims consider nubuwwa (prophethood)
a fundamental element of religion. In Shī`ī Islam its importance is such
that it often follows tawhīd (the Divine Unity) among the five
"pillars". The closely related walāya concept has been regarded
as a "sixth" pillar of twelver Shīism.
A great many Islamic books and treatises have been written
dealing with nubuwwa and related mode(s) of waḥy
(divine guidance), concepts of ilḥām (inspiration) and the
miraculous powers of various prophet figures attendant upon their
prophetic commission. Anawati has succinctly defined Islamic
prophethood as "essentially an investiture granted by God to certain
people" (ERel. 8:465). The relationship between the prophet and the
angels, the jinn and humankind was likewise much discussed. In Shī`īsm
discussions often centred upon concepts of walāya relative to
the nabī, the rasūl and the role of the exalted imāms.1
By the 3rd/ 9th century, Islamic discussions of prophecy
were part of comprehensive kalām (theological discourse) (Strousma,
1985:102f). A theory of prophecy, furthermore, was an essential element
in Islamic philosophical systems (Brinner, 1988:66). Philosophical,
mystical, theosophical and other dimensions of prophetological theory
contributed to the huge and very rich Islamic prophetological legacy.
All manner of theories were entertained about the nature and
significance of modes of communication between God and humankind. Worth
citing at this point is the following passage from the K. Al‑Arba`īn
fī uṣūl al‑dīn of Abū Ḥamīd Muhammad al‑Ghazalī (d. 505/1111)
which constitutes an excellent summation of the orthodox position
regarding angels, prophets and waḥy (divine inspiration):
Know that God created the angels (al‑malā’ikat) and raised up the
anbiyā’ (prophets) and enabled them to perform miracles (al‑mu`ajizāt). The angels are one and all [no more than] His servants who did not
wax proud on account of service to Him, neither did they weary of it.
Day and Night they utter unceasing praise. The anbiyā’ (prophets) are
those sent unto his creatures. He transmits his waḥy (divine
revelation) unto them through the instrumentality of the angels.
Wherefore do they [the prophets] cry out through waḥy (divine
inspiration) and this is not waḥy from their own self" (al‑Arba`a,
19‑20).
Shī`ī discussions of these matters often make much of the
differences between nabī and rasūl relative to the
position of the walī (locus of divine guidance) and the
sanctified Imam. This can be seen, for example, in the `Ilm al‑yaqīn
(The Knowledge of Certainty) of Mullā Muḥsin Fayḍ al‑Kashānī
(d.1090/1679) (`Ilm 1:366f).
Along with nubuwwa (prophethood) the term walāya
(= wilāya) is generally expressive of God’s providential
overseership mediated by such agents of his power, salvific
intimacy and purpose as the nabī, rasūl, imams and saints.
The walāya concept lies at the very heart of Shī`ī religiosity,
often indicating "adherence to the imams and the recognition of their
mission" as infallible exponents of the Q. and possessors of `ilm al‑ghayb
(knowledge of the unseen). Within Shī`īsm walāya is especially
related to the role and sanctity of `Alī and the Imams of the ahl al‑bayt (House of the Prophet) who are the trustees and bearers of the
divine command (wālī al‑amr) as is the messianic Qā’im, entitled ṣāḥib al‑amr (bearer of the command). The identification of the
believer with the imamate as the fountainhead and locus of wilāya
is essential to Shī`īte soteriology (Landolt, Enc.R 15:316f; Anawati,
Enc.Rel. 7:464f).2
Ibn al‑`Arabī (d. 638/1240) and various of his numerous commentators
have made much of concepts of nubuwwa (prophethood) and wilāya
( "sainthood"). For the Great Shaykh walāya is essentially the
bāṭin (inner depth) of nubuwwa, itself of various kinds as
the following passages from the Futūḥāt al‑Makkiyya must
suffice to illustrate:
Walāya
(divine guidance) is expressive of nubuwwa `āmma (general
prophethood) and that prophethood which is legalistic (al‑tashrī`)
also known as nubuwwa khāṣṣa (specific prophethood)... Muhammad
is the khātam al‑nubuwwa (seal of prophethood) for there is no
prophethood (nubuwwa) after him. Yet after him was the like of
Jesus among the ūlū al‑`azm (those characterized by
steadfastness) of the Messengers (al‑rusul) and certain specified
Prophets (al‑anbiyā’)... [in due course] there will be disclosed
a walī ("saint") possessed of absolute prophethood (nubuwwa
al‑muṭlaqa)... (Futuhat, 2:24, 49; cf. 1:200, 429;
Fusus,134‑6;160,191).
3
Ibn al‑`Arabī saw himself, Jesus and the future Mahdī as
loci or "seals" of various modes of wilāya. Jesus, for example,
is the seal of the general, absolute wilāya (khatm al‑walāya
al‑muṭlaqa) (Qayṣarī, Sh.Fusus, 255, 456, 460, 843; Landolt, Enc.
Rel.15:320f).
In the course of commenting upon nubuwwiyya ("prophetology")
in the utterance of Jesus (kalimat `īsāwiyya) in his Sharḥ
fuṣūs al‑ḥikam, Qayṣārī (d.751/1350) makes key statements about
nubuwwa khaṣṣa and nubuwwa `amma, general and specific
prophethood respectively. Much commented upon by Ibn al‑`Arabī and his
devotees this terminology was utilized and commented upon by the Bāb in
his Risāla fī’l‑nubuwwa al‑khāṣṣah (Trestise on the specific
prophethood). Therein he explained the al‑nubuwwa al‑khaṣṣa
(specific prophethood) of Muhammad as an expression of the mashiyya
(Divine Will):
The bearer of the al‑nubuwwa al‑kulliyya (universal prophethood) is the mashiyya (Divine Will) which.. descended from the
world of His Essence... the mashiyya was the genesis (mabdā’)
of nubuwwa al‑khaṣṣa (specific prophethood) and the absolute
walāya, the divine Light and the Lordly mysteries.. (R‑Nub.K
14:331‑2).
Shī`ī irfānī ("gnostic") writers of the Safavid and
other periods indulged in complex discussions about the relationship
between nubuwwa and walāya. A few notes from the
Kalimāt‑i maknūnih (Hidden Words) of Fayḍ al‑Kāshānī
(d.1007/1680‑81) will illustrate this in that this work contains an
interesting discussion of the senses in which al‑insān al‑kāmil
(The Perfect Man ["Human"]) could be considered a nabī
(Prophet) or a walī (bearer of wilāya, `benefactor’,
`saintly guide’). Kāshānī states that al‑nubuwwa al‑muṭlaqa is
"ultimately real prophethood" (al‑nubūwwa al‑ḥaqīqa), an
eternally existing reality like al‑nubūwa al‑`amma (general
prophethood). It is the force through which Muhammad infuses all
existence and is the locus of all Ḥaqq (Ultimate Reality). Its
bearers are variously entitled al‑khalifa al‑a`ẓam (Most Great
Khalifa), quṭb al‑aqṭāb (Pivot of Pivots) al‑insān al‑kabīr (The Great Human) and Ādam al‑ḥaqīqa (The Adam of
Reality). Therefrom the "Supreme Pen" (al‑qalam al‑a`lā)
inscribes reality as the al‑`aql al‑awwāl (First Intellect) and
the al‑rūḥ al‑a`ẓam (Most Great Spirit). This al‑nubuwwat
al‑muṭlaqa (absolute prophethood) is alluded to as the first
creation of God, the "Light" (nūr) of Muhammad and the locus of
his being a nabī (Prophet) when "Adam was betwixt water and
clay" (Kāshānī, Kalimat, 186).
This same writer further maintains that the bāṭin
(interiority) of absolute nubuwwa is the "absolute walāya"
(bāṭin al‑walāyah hiya al‑walāyah al‑muṭlaqa). It is related to
the supernal "Light" of Imam `Alī’s utterance "I was a walī
(bearer of walāya), when Adam was betwixt water and clay". The
prophethood of all prophets results from their being channels of al‑nubuwwat
al‑muṭlaqa (absolute prophethood) (Fayḍ, Kalimāt, 186‑7). Shī`ī
irfānī speculation focuses upon `Alī (as opposed to Jesus) as the
locus of the eternal walāya by virtue of which he, Muhammad and
all the prophets, express the absolute walāya in their absolute
prophethood.
Walāya and associated doctrines are expounded in the
works of the first two Shaykhī leaders, Shaykh Aḥmad al‑Aḥsā’ī and
Sayyid Kāẓim Rashṭī. Commenting on maṭla` (Dawning Point), for
example, in his Qaṣida al‑lāmiyya Sayyid Kāẓim states that this
indicates walāya. This he defines as an eternally elevated
phenomenon without beginning, as "the Eternal Light (al‑nūr al‑azal),
the Primordial Designation (al‑ta`yīn al‑awwāl), the secondary
Eternality (al‑azaliyya al‑thāniyya), the Bearer of Eternality
upon Eternlity without Beginning (ṣāḥīb al‑azaliyya al‑azaliyya)
and the sanctified, most holy Emanation (al‑fayḍ al‑aqdas asl‑muqaddas)".
It is something closely associated with the divine Essence (hiya
ḥaqīqa al‑dhāt aḥad). Walāya, furthermore, has the station of
the Primal Dhikr (Remembrance) (al‑dhikr al‑awwāl) and is
the genesis of the divine Names and Attributes (mabdā’ al‑asmā’ wa’l‑ṣifāt) and a great deal more besides (Rashtī, al‑Qaṣīda, 6).
Wilāya concepts are sometimes central to the Bāb’s
imamological and gematric interpretations of the letter wāw
(= walāya) and central to his exegesis of various qiṣaṣ al‑anbiyā’
episodes (T.`Asr 69:33ff on the 1st wāw = wilāyat al‑kulliyya...etc;
36f, 55f on letter 35 (= wāw), etc). His treatment of Adam and the
angels in his early, highly imamologically oriented T. Baqāra
is also of interest in this connection. BA* likewise made use of
concepts of wilāya though these have yet to be investigated
(e.g. L. Ḥurūfat, 74). Commenting upon the word "moon" in Q. 91:2 in his T. Shams, BA* has it indicate walāya. Ultimately Bahā’ī wilāya was focussed in SE* as the (Per.) Val ī‑ yi amr Allāh
(Guardian of the [Bahā’ī] Cause of God’).
1 See, for example, Horovitz, `Nabī’, EI VI:802‑3; Biḥār,
11:13ff; McDermot, 1978 Ch. IV; al‑Razī, al‑Nubuwwāt..;
Ceylan, 1996, Ch.6; Wensinck, 1932:203ff; Corbin, En Islam..I:
219‑284; Rahman, 1958 :30ff; Fahd, `Nubuwwa’ EI2 VIII:93‑97,
Takeshita, 1987:107‑169 ; Robinson Waldman, `Nubūwah’, ERel.
11:1‑8; Brinner, 1989; Chodkiewicz, 1993.
.
2
Within Islamic thought the Arabic verbal noun wa[i]lāya
(Per. vilāya[t] ) has a wide and complex range of senses
going well beyond the qur’ānic roots of this term (Q. 8:44,
72). Fundamental aspects of the "Islāmic social and spiritual
life" are encompassed by walāya (Landolt, Enc.Rel.,15:
316‑323). In Shī`īsm and Sufism walāya / wilāya (these
spellings are synonymous) have multi‑faceted theological,
imamological and related meanings. Walāya can be
indicative of divine `Authority’, `Trusteeship’, and `
Overseership’. It figures significantly in numerous Sunnī and
Shī`ī sources and in a multitude of Sufī writings especially
those of Ibn al‑`Arabī and his followers where wilāya
(sainthood, etc) and walī (saint, friend [of God], etc)
are centrally important concepts (Corbin, En Islam I:
242ff; Muṭahhari, 1402/1982; Ḥā’irī Shīrāzī, nd.; Elmore,
1999:109ff, 110 fn.7).
3 In his edition of the Fuṣūṣ, Afifi explains that Ibn al‑`Arabī
uses various prophetological terms including, al‑nubuwwa al‑`āmma
(general prophethood), al‑nubuwwa al‑muṭlaqa (absolute
prophethood) and al‑nubuwwa al‑khaṣṣah (specific
prophethood) which is identical with al‑nubuwwa al‑tashrī
(legislative prophethood) (Fusus, Ar.176).